Liquifi LLC Privacy Notice
(“How Liquifi Handles Your Personal Information”) – Delivered at Account Opening and Annually Thereafter
Why?
Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some—but not all—sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully.
What?
The types of personal information we collect and share depend on the product or service you have with us. This information can include:
Social Security number and income
Account balances and transaction history
Investment experience and risk tolerance
How?
All financial companies must share customers’ personal information to run their everyday business. In the table below, we list the reasons financial companies can share their customers’ personal information, the reasons Liquifi chooses to share, and whether you can limit this sharing.
Reasons we can share your personal information
Does Liquifi share?
Can you limit this sharing?
For our everyday business purposes—such as to process transactions, maintain your account(s), or respond to court orders and legal investigations
Yes
No
For our marketing purposes—to offer our products and services to you
Yes
No
For joint marketing with other financial companies
No
We don’t share
Why?
Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some—but not all—sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully.
For our affiliates’ everyday business purposes—information about your transactions and experiences
Yes
No
For our affiliates to market to you
No (we do not share eligibility information)
Not applicable
For non-affiliates to market to you
No
Not applicable
To limit our sharing
E-mail privacy@liquifi.com. We may begin sharing your information immediately if you are a new customer. When you are no longer our customer, we will continue to share information as described above. You may contact us at any time to limit our sharing.
Questions? visit www.liquifi.com.
Who is providing this notice? Liquifi LLC, member FINRA/SIPC.
How does Liquifi protect my personal information? We use security measures that comply with federal law to protect your personal information from unauthorized access and use. These include computer safeguards, secured files and buildings, encryption, multi-factor authentication, and vendor due-diligence reviews.
How does Liquifi collect my personal information? We collect your personal information, for example, when you
open an account or give us your contact information
enter into a securities transaction
send wires or deposit funds We also collect your personal information from others, such as credit bureaus, affiliates, or other companies
Why can’t I limit all sharing? Federal law gives you the right to limit only
sharing for affiliates’ everyday business purposes—information about your creditworthiness
affiliates from using your information to market to you
sharing for non-affiliates to market to you State laws and individual companies may give you additional rights to limit sharing.
Definitions
Affiliates – Companies related by common ownership or control. They can be financial and non-financial companies (e.g., Venture360, Inc.).
Non-affiliates – Companies not related by common ownership or control. Liquifi does not share with non-affiliates so they can market to you.
Joint marketing – A formal agreement between non-affiliated financial companies that together market financial products or services. Liquifi has no such agreements.
Other important information
Residents of California, Vermont, and Nevada—Liquifi will comply with any applicable state privacy requirement that provides greater protection.
European Economic Area / United Kingdom residents—See Liquifi Privacy Policy Section 8 for additional disclosures.